Oliver's Notes - Study Notes Catalogue - Partners, Directors, and Senior Officers Course (R)

Partners, Directors, & Senior Officers Course ^®

Parners, Directors, & Senior Officers is a course provided by the Canadian Securities Institute.

The Study Notes for the Parners, Directors, & Senior Officers Course provides detailed information for the "need-to-know" content of this course in an easy to read and study format.

Review questions with answers are provided for each chapter.

Section I: Background: Securities Regulation and the Capital Markets in Canada
Section II: Making Ethical Decisions
Section III: Corporate Governance
Section IV: Senior Officer and Director Liability
Section V: Risk Management in the Canadian Securities Industry
Section VI: Uniform Minimum Capital Requirements
Section VII: Distribution of Securities

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Partner's, Director's and Senior Officer's Course^®

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Study Notes Catalogue

Our Customers Say:

Partners, Directors, & Senior Officers Course ^®

Table of Contents

Study Notes Catalogue

Our Customers Say:

Partners, Directors, & Senior Officers Course ®

Table of Contents

Partners, Directors, & Senior Officers Course ^®